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Robert J. Girard II
Omar H. Bengali
Steven M. Buha
Ashley D. Hunt
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Junk Bond Fraud
Margin Trading Abuse
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Securities Arbitration and Litigation
Investment Fraud
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FINRA News
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Blog
Arbitration
Posts
2024 Super Lawyers
A Timeline of Robinhood’s Legal and Regulatory Stumbles
A TOAST TO OUR FIRST FIVE YEARS
ADAM SNYDER JOINS GIRARD BENGALI
American Independent Securities Group, LLC, Ryan Carlson, Nicholas Cioffi | FINRA Disciplinary Action
Another Prestigious Selection
Another Win In The Fight Against Corporate Greed
ARE LAWS CURBING ELDER FINANCIAL ABUSE WORKING?
BARRIERS REMAIN FOR WOMEN IN THE FINANCIAL INDUSTRY
Be careful when signing a severance agreement
Bloomberg | E*Trade Hit With Lawsuit After Investors Burned by Subzero Oil
Boardroom Blues: Why Renegotiating C-Suite Positions Is Essential for Women
Cambridge Investment Research, Inc. | FINRA Disciplinary Action
CAN YOU RECOGNIZE THE SIGNS OF AFFINITY FRAUD?
CAN YOU TRUST YOUR FINANCIAL ADVISOR?
Candice E. Montie | FINRA Disciplinary Action
Caribbean Debt Crisis during The Pandemic: Why No Bailout Is in Sight
CIVIL SUIT AGAINST SECURITIES AMERICA MAY HEAD TO ARBITRATION
Colin Woolford | FINRA Disciplinary Action
Common Investment Frauds: Spotting Red Flags and Seeking Recovery
Delta Employees File Lawsuit Against Lands’ End Over Toxic Uniforms
Elder Financial Abuse: Recognizing & Preventing Exploitation
ELEMENTS OF AN INSURANCE BAD FAITH CLAIM
Employment Law Violations: Know Your Rights
Empowering Survivors: Girard Bengali’s Commitment to Victims of Sexual Assault and Sex Trafficking
Enhanced Oversight in Financial Services: A Deep Dive into Stifel’s Regulatory Missteps
ETN Investors: Skydiving Without a Parachute in COVID-19 Economic Freefall
FEDERAL FRAUD INDICTMENT FOR EX-STATE ASSEMBLYMAN
Financial regulator proposes new rule
FINRA Arbitration Panel Awards $347k for Girard Bengali Client
FINRA COULD IMPOSE NEW REGULATIONS ON BROKER-DEALERS AND FIRMS
FINRA CREATES NEW ELDER FINANCIAL ABUSE RULES
FINRA Disciplinary Action July 2021
FINRA Disciplinary Actions August 2021
FINRA Disciplinary Actions December 2019
FINRA Disciplinary Actions December 2020
FINRA Disciplinary Actions December 2021
FINRA Disciplinary Actions February 2021
FINRA Disciplinary Actions February 2022
FINRA Disciplinary Actions January 2020
FINRA Disciplinary Actions January 2021
FINRA Disciplinary Actions January 2022
FINRA Disciplinary Actions June 2021
FINRA Disciplinary Actions March 2021
FINRA Disciplinary Actions May 2021
FINRA Disciplinary Actions September 2021
FINRA Discipline October 2019
FINRA Fraud: Wells Fargo Manipulated Investor Arbitration Process?
Finra Hits High-Turnover Broker with Excessive Trading Sanction
FINRA SANCTIONS BROKER FOR UNDISCLOSED CUSTOMER LOAN
Fired Morgan Stanley Broker-Restaurateur Files $30 Mln Complaint
GIRARD BENGALI CELEBRATES ONE YEAR ANNIVERSARY
GIRARD BENGALI LAUNCHES NEW WEBSITE
GIRARD BENGALI WINS $1.8 MILLION FINRA AWARD
GIRARD BENGALI, APC & WIGDOR, LLP SUE UBER TECHNOLOGIES
GIRARD BENGALI, APC ATTORNEY OMAR H. BENGALI NAMED A 2018 SOUTHERN CALIFORNIA RISING STAR
GIRARD BENGALI, APC ATTORNEYS NAMED TO SUPER LAWYERS
GIRARD BENGALI, APC CELEBRATES SECOND ANNIVERSARY
ROBERT J. GIRARD II, Has Been Elected to The PIABA Board of Directors
Girard Bengali, APC, Celebrates Eighth Anniversary
Girard Bengali, APC, Investigating Brandon Wesley Hanna and Creative Planning, Inc.
Girard Bengali, APC, Investigating Christopher Booth Kennedy and Western International Securities, Inc.
Girard Bengali, APC, Investigating Cynthia Cowden and NBP Financial Group, LLC
Going Nowhere Fast: The Continuing Gendered Pay Gap in Financial Services
Gordon Bryan | FINRA Disciplinary Action
Herbert G. Frey | FINRA Disciplinary Action
Ignacio Erhart Del Campo | FINRA Disciplinary Action
IMPORTANT TIPS FOR RECOGNIZING BROKER MISCONDUCT
INITIATING A FINRA ARBITRATION FOR INVESTORS (PART 2 IN A SERIES)
INTRODUCTION TO FINRA ARBITRATION FOR INVESTORS (PART 1 OF A SERIES)
IS YOUR INVESTMENT A RISK OR A SCAM?
J.W. Cole Financial, Inc. | FINRA Disciplinary Action
Jason V. McHenry | FINRA Disciplinary Action
Jiacheng Zhou | FINRA Disciplinary Action
JUDGE RULES AGAINST LAW FIRM IN SANCTIONS MOTION
Keith Holcomb | FINRA Disciplinary Action
MAN RECEIVES FINRA BAN IN BITCOIN CASE
Merrill Lynch, Pierce, Fenner & Smith Incorporated | FINRA Disciplinary Action
Modern-Day Pyramid Schemes: San Diego Business Leader Convicted of $400 Million Ponzi Scheme
NFL Star Adrian Peterson Points the Finger at Morgan Stanley Wealth Management in Arbitration
November 2021 FINRA Disciplinary Actions
October 2021 FINRA Disciplinary Actions
Omar Bengali To Moderate PIABA Mediation Panel
Omar H. Bengali on FINRA Expungement Changes at PLI’s Securities Arbitration 2023
OVERVIEW OF THE SEC’S ENFORCEMENT ACTIVITIES
Proposed Legislation May Provide California Entertainers with Better Labor Protections
Raymond Alagao Velasco, Sr. | FINRA Disciplinary Action
ROBERT GIRARD WINS FORM U-5 EXPUNGEMENT
ROBERT J. GIRARD II AND OMAR BENGALI NAMED TO SUPER LAWYERS
ROBERT J. GIRARD II INCLUDED ON CALIFORNIA 2019 SUPER LAWYERS LIST
ROBERT J. GIRARD II SELECTED TO 2022 SUPER LAWYERS LIST
ROBERT J. GIRARD II TO PRESENT AT PIABA MID-YEAR MEETING
Robinhood Claims Now Under Investigation By Girard Bengali
SEC Charges Investment Adviser and Principals for Breaching Fiduciary Duties
SECOND CLASS-ACTION LAWSUIT FILED AGAINST JONES DAY
Securities America, Inc. | FINRA Disciplinary Action
SEXUAL HARASSMENT SUIT DROPPED AFTER HEDGE FUND COUNTERSUES
Shareholder Alert: uBiome Co-Founders Charged with Defrauding Investors of $60 Million
SURVEY REVEALS GENDER BIAS IN THE TECHNOLOGY SECTOR
THE BASICS OF ELDER FINANCIAL ABUSE
The Complete Guide to Investment Recovery
THE INVESTIGATIVE ROLE OF FINRA IN THE FINANCIAL INDUSTRY
The Rise of Ponzi Schemes in the Digital Age: A Case Study on the “Cash Flow King”
U.S. women’s national team files lawsuit
UBS Lawsuits: Y.E.S. Investments Two Thumbs Down
UBS Yield Enhancement Strategy a losing option
UNFAIR TRADE PRACTICES IN THE INSURANCE BUSINESS
Wage Discrimination: Fighting for Equal Pay
WE FIGHT BACK WHEN BROKERAGE FIRMS TAKE ADVANTAGE OF OTHERS
WHAT COUNTS AS DISCRIMINATION IN THE WORKPLACE?
WHAT TO DO AFTER BEING HANDED THE FORM U5
Whistleblower Protections: Standing Up Against Wrongdoing
WOMEN DISCRIMINATED AGAINST WHEN NOT ABLE TO BREASTFEED AT WORK
Areas
Securities Arbitration and Litigation
Breach Of Fiduciary Duty
Broker Misconduct
Brokerage Firm Misconduct
How to File a SEC Complaint
Securities Arbitration and Litigation: Statutes of Limitations
Securities Litigation vs. Securities Arbitration
Securities and Investment Fraud
What an Investor Needs to Know About Securities Fraud
How to Calculate Securities Fraud Damages
Elder Financial Abuse
Hedge Fund Fraud
Investment Advisor Fraud
Junk Bond Fraud
Margin Trading Abuse
Misleading or Incomplete Stock Information
Ponzi Schemes
Private Placement Fraud
REIT Investment Fraud
Securities Fraud and Consumer Class Actions Lawsuits
Variable Annuity Investment Fraud
FINRA/SEC Investigations and Disciplinary Actions
Employment Litigation and Counseling
Employment Law Consultation
Pregnancy Discrimination
Financial Professional Employment Disputes
Business Litigation
Sexual Assault, Rape and Human Trafficking
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