Financial Professional Employment Disputes
We Fight To Achieve Meaningful Results
Girard Bengali, APC, in downtown Los Angeles is a securities law firm that is dedicated to obtaining optimal results for each individual client. With years of experience handling these types of matters, we represent financial and securities industry professionals in employment-related disputes with broker-dealers, advisory firms and other financial institutions.
In addition to general employment law problems, we have the particular knowledge and valuable experience to effectively resolve the unique issues financial professionals face, including:
- Disputes involving employee forgivable loans (EFL), retention agreements and promissory notes
- Wage and hour, bonus and compensation disputes
- Expungement of Forms U4 and U5, CRD and BrokerCheck information
- Whistleblower claims
- Broker protocol issues
- Registration and disclosure issues
- Noncompete, nonsolicitation and trade secret disputes
Our attorneys have significant experience representing clients in FINRA, AAA, JAMS and other arbitration forums, as well as in state and federal courts throughout California. We have earned a stellar reputation for our in-depth knowledge of the securities industry, our aggressive and effective advocacy and unparalleled service to our clients.
Contact Our Employment Law Dispute Resolution Lawyers For Solid Results
For strategic and aggressive legal representation call 323-302-9579, or send us a message online now. We are conveniently located in the Los Angeles financial district. We represent financial professionals throughout California and nationwide.