Gordon Bryan | FINRA Disciplinary Action

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FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2018060741801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Gordon Bryan General Securities Representative CRD No. 1292315 Pursuant to FINRA Rule 9216, Respondent Gordon Bryan submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

Case ID Number: 2018060741801

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