Jason V. McHenry | FINRA Disciplinary Action

JOSHUA DAVID NICHOLAS (CRD #6529944, STUART, FLORIDA) January 24, 2022 – An AWC was issued in which Nicholas was barred from association with any FINRA

JASON PATRICK HAMBY (CRD #3089278, BLACKSBURG, VIRGINIA) December 22, 2021 – An AWC was issued in which Hamby was barred from association with any FINRA

October 14, 2021 – Girard Bengali, APC is currently investigating former Western International Securities advisor Christopher Booth Kennedy for potentially engaging in unauthorized trading in

COURTNEY MICHELLE KAPLAN (CRD #5249375, PALM HARBOR, FLORIDA) September 30, 2021 – An AWC was issued in which Kaplan was barred from association with any

SCOTT GEOFFREY MADISON (CRD #4323032, RIVERHEAD, NEW YORK) August 30, 2021 – An AWC was issued in which Madison was barred from association with any

GLORIA JEAN WILLIS (CRD #4862077, CHICAGO, ILLINOIS) July 30, 2021 – An AWC was issued in which Willis was barred from association with any FINRA