FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020068649401 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jason V. McHenry (Respondent) Former Investment Company and Variable Contracts Products Representative CRD No. 6276756 Pursuant to FINRA Rule 9216, Respondent Jason V. McHenry submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Case ID Number: 2020068649401
