UBS Lawsuits: Y.E.S. Investments Two Thumbs Down

This post is written on behalf of Girard Bengali, APC.

UBS Lawsuits: Y.E.S. Investments Two Thumbs Down

Girard Bengali, APC, is currently representing clients of UBS who lost money in the YES (Yield Enhancement Strategy).
YES was marketed as a safe investment strategy, but unfortunately it was much riskier than investors anticipated and many have lost significant investments.
You may be entitled to a recovery of your losses – contact our SEC & FINRA attorneys to see if you qualify.

related Posts

SEC Charges Investment Adviser and Principals for Breaching Fiduciary Duties

Litigation Release No. 24817 / May 13, 2020 Securities and Exchange Commission v. Ambassador Advisors, LLC, Bernard I. Bostwick, Robert E. Kauffman, and Adrian E. Young, No. 5:20-cv-02274 (E.D. Pa. filed May 13, 2020) Source: https://www.sec.gov/litigation/litreleases/2020/lr24817.htm The Securities and Exchange Commission today charged registered investment adviser Ambassador Advisors, LLC, and its principals, Bernard I. Bostwick,

Read More »

A Timeline of Robinhood’s Legal and Regulatory Stumbles

Robinhood, the stock trading startup valued at $7.6B, has seen as much volatility as the equities market it allows its users to trade in over the last two years. The brokerage, previously notorious for its less-than-transparent approach to business, is in hot water over its app’s performance during recent market volatility. As pressure begins to

Read More »

Another Prestigious Selection

Securities Fraud Attorneys We Sue Brokerage Firms to Recover Investment Losses Robert J. Girard IIChosen to 2020 Super Lawyers Omar H. BengaliChosen to 2020 Rising Stars We Welcome and appreciate Your Referrals 866-778-6821 Los Angeles • Newport Beach • San Francisco Robert J. Girard II Selected to 2020 Super Lawyers List Robert Girard, co-founding partner

Read More »

UBS Yield Enhancement Strategy a losing option

Some leading investment advisors are in hot water over losing clients tens of millions of dollars in complex investment schemes known as Yield Enhancement Strategies (YES) or Collateral Yield Enhancement Strategies (CYES). UBS Group AG along with Merrill Lynch, Morgan Stanley and others are all accused of selling the strategy to high net worth individuals

Read More »

FINRA Arbitration Panel Awards $347k for Girard Bengali Client

In an article published today at FinancialPlanning, Girard Bengali, APC partners Robert Girard and Omar Bengali were quoted in relation to the recent award for their client, Laguna Financial Group. The panel ordered Schwab to pay $347,000 in damages and legal fees to Joseph Ziomek, who accused the firm and Purshe Kaplan Sterling Investments of

Read More »
Scroll to Top