Litigation Release No. 24817 / May 13, 2020 Securities and Exchange Commission v. Ambassador Advisors, LLC, Bernard I. Bostwick, Robert E. Kauffman, and Adrian E. Young, No. 5:20-cv-02274 (E.D. Pa. filed May 13, 2020) Source: https://www.sec.gov/litigation/litreleases/2020/lr24817.htm The Securities and Exchange Commission today charged registered investment adviser Ambassador Advisors, LLC, and its principals, Bernard I. Bostwick,

Robinhood, the stock trading startup valued at $7.6B, has seen as much volatility as the equities market it allows its users to trade in over the last two years. The brokerage, previously notorious for its less-than-transparent approach to business, is in hot water over its app’s performance during recent market volatility. As pressure begins to

After being sued by multiple lenders for non-payment of loans, Washington Redskins’ running back and likely future Hall of Famer Adrian Peterson is suing Morgan Stanley Wealth Management, alleging that his financial troubles stem from a failed investment and dishonest broker who gave him bad investment advice. His lawyers say that Peterson trusted the wrong

Securities Fraud Attorneys We Sue Brokerage Firms to Recover Investment Losses Robert J. Girard IIChosen to 2020 Super Lawyers Omar H. BengaliChosen to 2020 Rising Stars We Welcome and appreciate Your Referrals 866-778-6821 Los Angeles • Newport Beach • San Francisco Robert J. Girard II Selected to 2020 Super Lawyers List Robert Girard, co-founding partner

Some leading investment advisors are in hot water over losing clients tens of millions of dollars in complex investment schemes known as Yield Enhancement Strategies (YES) or Collateral Yield Enhancement Strategies (CYES). UBS Group AG along with Merrill Lynch, Morgan Stanley and others are all accused of selling the strategy to high net worth individuals