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American Independent Securities Group, LLC, Ryan Carlson, Nicholas Cioffi | FINRA Disciplinary Action

Girard Bengali
March 29, 2021

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2018060267902 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: American Independent Securities Group, LLC Member Firm CRD No. 135288 Ryan Carlson General Securities Principal CRD No. 4209072 Nicholas Cioffi Former General Securities Principal CRD No. 1090646 Pursuant to FINRA Rule 9216, Respondents American Independent Securities Group, LLC, Ryan Carlson, and Nicholas Cioffi submit Related Documents

Case ID Number: 2018060267902

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