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Delta Employees File Lawsuit Against Lands’ End Over Toxic Uniforms

Were you or a loved one an employee of Delta …

Finra's new headquarters in new york city.

FINRA Disciplinary Actions December 2019

Table of Contents Individuals Barred Cristina Sabengsy (CRD #6304970, Gilberts, …

A gavel on top of a pile of money.

FINRA Discipline October 2019

Table of Contents Individuals Barred Beth Ann Hamilton (CRD #3092302, …

UBS Lawsuit for YES Yield Enhancement Strategy Losses

UBS Yield Enhancement Strategy a losing option

Some leading investment advisors are in hot water over losing …

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UBS Lawsuits: Y.E.S. Investments Two Thumbs Down

Girard Bengali, APC, is currently representing clients of UBS who …

$347k Victory

FINRA Arbitration Panel Awards $347k for Girard Bengali Client

In an article published today at FinancialPlanning, Girard Bengali, APC …

Finra arbitrators order Schwab to pay 347000 to RIA owner for allegedly helping competitor

Another Win In The Fight Against Corporate Greed

Firm partners, Robert Girard and Omar Bengali, were today quoted in an article about the firm’s recent victory for their client.

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Fired Morgan Stanley Broker-Restaurateur Files $30 Mln Complaint

Our managing partner, Robert Girard, was quoted extensively in this …

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WHAT TO DO AFTER BEING HANDED THE FORM U5

On behalf of Girard Bengali, APC on Monday, June 3, 2019. As …

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Be careful when signing a severance agreement

On behalf of Girard Bengali, APC posted on Friday, May …

Financial regulator proposes new rule

On behalf of Girard Bengali, APC on Monday, May 13, …

U.S. women’s national team files lawsuit

On behalf of Girard Bengali, APC on Monday, May 20, …

FINRA COULD IMPOSE NEW REGULATIONS ON BROKER-DEALERS AND FIRMS

On behalf of Girard Bengali, APC on Tuesday, May 28, 2019. Brokers …

THE INVESTIGATIVE ROLE OF FINRA IN THE FINANCIAL INDUSTRY

On behalf of Girard Bengali, APC posted in securities arbitration and litigation on Friday, …

CAN YOU TRUST YOUR FINANCIAL ADVISOR?

On behalf of Girard Bengali, APC on Monday, May 6, 2019. Finding …