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securities arbitration and litigation Archives

Robert J. Girard II to present at PIABA mid-year meeting

A founding partner of Los Angeles, California-based Girard Bengali, APC, Robert J. Girard II has 18 years of experience practicing in the area of complex securities litigation. As a result of his background, he has been asked to deliver a presentation at an upcoming conference sponsored by the Public Investors Arbitration Bar Association, which is to take place on April 4 in Washington, D.C.

Are laws curbing elder financial abuse working?

California residents may not be aware that the Financial Industry Regulatory Authority Inc. Rule 2156 went into effect in February 2018. As per this rule, broker-dealers can put a hold on an elderly client's disbursements if they believe that their client is being financially abused. According to representatives of Finra, they will begin conducting examinations to look into firms' compliance with the new rules.

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