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Omar H. Bengali on FINRA Expungement Changes at PLI’s Securities Arbitration 2023

Omar H. Bengali, Esq., recently had the honor of participating …

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FINRA Disciplinary Actions February 2022

JOSHUA DAVID NICHOLAS (CRD #6529944, STUART, FLORIDA) January 24, 2022 …

FINRA Fraud: Wells Fargo Manipulated Investor Arbitration Process?

In a bombshell decision, Atlanta’s Fulton County Superior Court has …

ROBERT J. GIRARD II SELECTED TO 2022 SUPER LAWYERS LIST

Los Angeles, California, January 24, 2022 – Robert J. Girard …

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FINRA Disciplinary Actions January 2022

JASON PATRICK HAMBY (CRD #3089278, BLACKSBURG, VIRGINIA) December 22, 2021 …

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FINRA Disciplinary Actions December 2021

MURRAY TODD PETERSEN (CRD #1311730, ROSEVILLE, CALIFORNIA) November 22, 2021 …

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Boardroom Blues: Why Renegotiating C-Suite Positions Is Essential for Women

The US has taken major strides to improve gender equality …

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Proposed Legislation May Provide California Entertainers with Better Labor Protections

Entertainment is known to be a brutal industry. In crowded …

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November 2021 FINRA Disciplinary Actions

DAEMON L. JOHNSON (CRD #7168475, BLOOMFIELD HILLS, MICHIGAN) October 28, …

Girard Bengali, APC, Investigating Christopher Booth Kennedy and Western International Securities, Inc.

October 14, 2021 – Girard Bengali, APC is currently investigating …

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Going Nowhere Fast: The Continuing Gendered Pay Gap in Financial Services

Women have been fighting for equal rights for centuries. In …

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October 2021 FINRA Disciplinary Actions

COURTNEY MICHELLE KAPLAN (CRD #5249375, PALM HARBOR, FLORIDA) September 30, …

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FINRA Disciplinary Actions September 2021

SCOTT GEOFFREY MADISON (CRD #4323032, RIVERHEAD, NEW YORK) August 30, …

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FINRA Disciplinary Actions August 2021

GLORIA JEAN WILLIS (CRD #4862077, CHICAGO, ILLINOIS) July 30, 2021 …

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Modern-Day Pyramid Schemes: San Diego Business Leader Convicted of $400 Million Ponzi Scheme

A San Diego businesswoman who pled guilty to defrauding investors …