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Posts
- ETN Investors: Skydiving Without a Parachute in COVID-19 Economic Freefall
- Finra Hits High-Turnover Broker with Excessive Trading Sanction
- Caribbean Debt Crisis during The Pandemic: Why No Bailout Is in Sight
- Omar Bengali To Moderate PIABA Mediation Panel
- SEC Charges Investment Adviser and Principals for Breaching Fiduciary Duties
- A Timeline of Robinhood’s Legal and Regulatory Stumbles
- NFL Star Adrian Peterson Points the Finger at Morgan Stanley Wealth Management in Arbitration
- Another Prestigious Selection
- FINRA Disciplinary Actions January 2020
- Delta Employees File Lawsuit Against Lands’ End Over Toxic Uniforms
- FINRA Disciplinary Actions December 2019
- FINRA Discipline November 2019
- FINRA Discipline October 2019
- UBS Yield Enhancement Strategy a losing option
- UBS Lawsuits: Y.E.S. Investments Two Thumbs Down
- FINRA Arbitration Panel Awards $347k for Girard Bengali Client
- Another Win In The Fight Against Corporate Greed
- Fired Morgan Stanley Broker-Restaurateur Files $30 Mln Complaint
- WHAT TO DO AFTER BEING HANDED THE FORM U5
- Be careful when signing a severance agreement
- Financial regulator proposes new rule
- U.S. women’s national team files lawsuit
- FINRA COULD IMPOSE NEW REGULATIONS ON BROKER-DEALERS AND FIRMS
- THE INVESTIGATIVE ROLE OF FINRA IN THE FINANCIAL INDUSTRY
- CAN YOU TRUST YOUR FINANCIAL ADVISOR?
- JUDGE RULES AGAINST LAW FIRM IN SANCTIONS MOTION
- FINRA SANCTIONS BROKER FOR UNDISCLOSED CUSTOMER LOAN
- OVERVIEW OF THE SEC’S ENFORCEMENT ACTIVITIES
- MAN RECEIVES FINRA BAN IN BITCOIN CASE
- CIVIL SUIT AGAINST SECURITIES AMERICA MAY HEAD TO ARBITRATION
- UNFAIR TRADE PRACTICES IN THE INSURANCE BUSINESS
- SECOND CLASS-ACTION LAWSUIT FILED AGAINST JONES DAY
- SURVEY REVEALS GENDER BIAS IN THE TECHNOLOGY SECTOR
- WE FIGHT BACK WHEN BROKERAGE FIRMS TAKE ADVANTAGE OF OTHERS
- ROBERT J. GIRARD II INCLUDED ON CALIFORNIA 2019 SUPER LAWYERS LIST
- ROBERT J. GIRARD II TO PRESENT AT PIABA MID-YEAR MEETING
- ELEMENTS OF AN INSURANCE BAD FAITH CLAIM
- IS YOUR INVESTMENT A RISK OR A SCAM?
- WHAT COUNTS AS DISCRIMINATION IN THE WORKPLACE?
- ARE LAWS CURBING ELDER FINANCIAL ABUSE WORKING?
- CAN YOU RECOGNIZE THE SIGNS OF AFFINITY FRAUD?
- WOMEN DISCRIMINATED AGAINST WHEN NOT ABLE TO BREASTFEED AT WORK
- BARRIERS REMAIN FOR WOMEN IN THE FINANCIAL INDUSTRY
- FEDERAL FRAUD INDICTMENT FOR EX-STATE ASSEMBLYMAN
- THE BASICS OF ELDER FINANCIAL ABUSE
- SEXUAL HARASSMENT SUIT DROPPED AFTER HEDGE FUND COUNTERSUES
- GIRARD BENGALI, APC ATTORNEY OMAR H. BENGALI NAMED A 2018 SOUTHERN CALIFORNIA RISING STAR
- IMPORTANT TIPS FOR RECOGNIZING BROKER MISCONDUCT
- FINRA CREATES NEW ELDER FINANCIAL ABUSE RULES
- GIRARD BENGALI, APC CELEBRATES SECOND ANNIVERSARY
- GIRARD BENGALI, APC ATTORNEYS NAMED TO SUPER LAWYERS
- GIRARD BENGALI, APC & WIGDOR, LLP SUE UBER TECHNOLOGIES
- INITIATING A FINRA ARBITRATION FOR INVESTORS (PART 2 IN A SERIES)
- INTRODUCTION TO FINRA ARBITRATION FOR INVESTORS (PART 1 OF A SERIES)
- GIRARD BENGALI WINS $1.8 MILLION FINRA AWARD
- GIRARD BENGALI CELEBRATES ONE YEAR ANNIVERSARY
- GIRARD BENGALI LAUNCHES NEW WEBSITE
- ROBERT J. GIRARD II AND OMAR BENGALI NAMED TO SUPER LAWYERS
- ADAM SNYDER JOINS GIRARD BENGALI
- ROBERT GIRARD WINS FORM U-5 EXPUNGEMENT