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Girard Bengali, APC
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Posts tagged "Securities Arbitration And Litigation"

Are laws curbing elder financial abuse working?

California residents may not be aware that the Financial Industry Regulatory Authority Inc. Rule 2156 went into effect in February 2018. As per this rule, broker-dealers can put a hold on an elderly client's disbursements if they believe that their client is being financially abused. According to representatives of Finra, they will begin conducting examinations to look into firms' compliance with the new rules.

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