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Boardroom Blues: Why Renegotiating C-Suite Positions Is Essential for Women

The US has taken major strides to improve gender equality …

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Proposed Legislation May Provide California Entertainers with Better Labor Protections

Entertainment is known to be a brutal industry. In crowded …

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November 2021 FINRA Disciplinary Actions

DAEMON L. JOHNSON (CRD #7168475, BLOOMFIELD HILLS, MICHIGAN) October 28, …

A gavel on top of a pile of money.

Girard Bengali, APC, Investigating Christopher Booth Kennedy and Western International Securities, Inc.

October 14, 2021 – Girard Bengali, APC is currently investigating …

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Going Nowhere Fast: The Continuing Gendered Pay Gap in Financial Services

Women have been fighting for equal rights for centuries. In …

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October 2021 FINRA Disciplinary Actions

COURTNEY MICHELLE KAPLAN (CRD #5249375, PALM HARBOR, FLORIDA) September 30, …

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FINRA Disciplinary Actions September 2021

SCOTT GEOFFREY MADISON (CRD #4323032, RIVERHEAD, NEW YORK) August 30, …

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FINRA Disciplinary Actions August 2021

GLORIA JEAN WILLIS (CRD #4862077, CHICAGO, ILLINOIS) July 30, 2021 …

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Modern-Day Pyramid Schemes: San Diego Business Leader Convicted of $400 Million Ponzi Scheme

A San Diego businesswoman who pled guilty to defrauding investors …

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FINRA Disciplinary Action July 2021

MATTHEW R. LOGAN (CRD #5366984, MONTEPELIER, VERMONT) June 30, 2021 …

Robinhood Investing App Class Action Lawsuit

A Timeline of Robinhood’s Legal and Regulatory Stumbles

Updated June 30, 2021. Robinhood, the stock trading startup valued …

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FINRA Disciplinary Actions June 2021

WILLIAM EDWARDS ELLIS (CRD #6770635, WESTLAKE, TEXAS) May 25, 2021 …

Girard Bengali are in business for 5 years.

A TOAST TO OUR FIRST FIVE YEARS

Home May 3, 2021 – Los Angeles, California This month, …

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FINRA Disciplinary Actions May 2021

CANDIDO JOSE VIYELLA (CRD #1829255 , MIAMI, FLORIDA) May 10, …

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Shareholder Alert: uBiome Co-Founders Charged with Defrauding Investors of $60 Million

There’s a thrill to finding an interesting new startup in …