May 29, 2019
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May 28, 2019
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FINRA COULD IMPOSE NEW REGULATIONS ON BROKER-DEALERS AND FIRMS
On behalf of Girard Bengali, APC on Tuesday, May 28, 2019. Brokers and financial firms in California and nationwide may be interested in a report that the
May 28, 2019
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THE INVESTIGATIVE ROLE OF FINRA IN THE FINANCIAL INDUSTRY
On behalf of Girard Bengali, APC posted in securities arbitration and litigation on Friday, May 24, 2019. Previous posts on this California blog have talked about the role the
May 24, 2019
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CAN YOU TRUST YOUR FINANCIAL ADVISOR?
On behalf of Girard Bengali, APC on Monday, May 6, 2019. Finding a broker you can trust is not always easy. Even a financial advisor who comes highly recommended
May 6, 2019
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JUDGE RULES AGAINST LAW FIRM IN SANCTIONS MOTION
On behalf of Girard Bengali, APC on Thursday, May 2, 2019. Workers are generally entitled to equal pay and other protections based on gender and other attributes.
May 2, 2019
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FINRA SANCTIONS BROKER FOR UNDISCLOSED CUSTOMER LOAN
On behalf of Girard Bengali, APC on Monday, April 29, 2019. The Financial Industry Regulatory Authority (FINRA) suspended a prominent broker who provided financial services in California
April 29, 2019
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OVERVIEW OF THE SEC’S ENFORCEMENT ACTIVITIES
On behalf of Girard Bengali, APC posted in securities arbitration and litigation on Friday, April 26, 2019. Many financial professionals in the Los Angeles area, basically all of those
April 26, 2019
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MAN RECEIVES FINRA BAN IN BITCOIN CASE
On behalf of Girard Bengali, APC on Monday, April 22, 2019. The Financial Industry Regulatory Authority (FINRA) has recently banned a trader involved in a $1.5 million
April 22, 2019
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CIVIL SUIT AGAINST SECURITIES AMERICA MAY HEAD TO ARBITRATION
On behalf of Girard Bengali, APC on Monday, April 15, 2019. Finance professionals in California and around the country who are accused of misconduct may face serious
April 15, 2019
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UNFAIR TRADE PRACTICES IN THE INSURANCE BUSINESS
On behalf of Girard Bengali, APC posted on Friday, April 12, 2019. A previous post on this blog discussed the elements of a claim of bad faith. That post
April 12, 2019
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SECOND CLASS-ACTION LAWSUIT FILED AGAINST JONES DAY
On behalf of Girard Bengali, APC posted in employment law litigation on Monday, April 8, 2019. Employment discrimination and unequal pay based on gender continue to be pervasive problems
April 8, 2019
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SURVEY REVEALS GENDER BIAS IN THE TECHNOLOGY SECTOR
On behalf of Girard Bengali, APC on Monday, April 1, 2019. Most women in the technology sector are paid less than men who perform the same jobs,
April 1, 2019
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WE FIGHT BACK WHEN BROKERAGE FIRMS TAKE ADVANTAGE OF OTHERS
On behalf of Girard Bengali, APC posted on Friday, March 29, 2019. Many people in the Los Angeles area have some extra money to invest. For example,
March 29, 2019
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ROBERT J. GIRARD II INCLUDED ON CALIFORNIA 2019 SUPER LAWYERS LIST
On behalf of Girard Bengali, APC on Monday, March 25, 2019. Robert J. Girard II has earned a place on the roster of accomplished securities litigation lawyers
March 25, 2019
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ROBERT J. GIRARD II TO PRESENT AT PIABA MID-YEAR MEETING
On behalf of Girard Bengali, APC posted on Friday, March 15, 2019. A founding partner of Los Angeles, California-based Girard Bengali, APC, Robert J. Girard II has
March 15, 2019
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ELEMENTS OF AN INSURANCE BAD FAITH CLAIM
On behalf of Girard Bengali, APC posted on Thursday, March 14, 2019. Insurance companies have an obligation to their clients, whether it is to pay the insurance
March 14, 2019
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IS YOUR INVESTMENT A RISK OR A SCAM?
On behalf of Girard Bengali, APC on Monday, March 11, 2019. You could have put your money into a savings account and earned a fraction of a
March 11, 2019
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WHAT COUNTS AS DISCRIMINATION IN THE WORKPLACE?
On behalf of Girard Bengali, APC posted in employment law litigation on Thursday, February 28, 2019. Though California residents may consider themselves more liberal and open than their counterparts
February 28, 2019
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ARE LAWS CURBING ELDER FINANCIAL ABUSE WORKING?
On behalf of Girard Bengali, APC posted in securities arbitration and litigation on Friday, February 15, 2019. California residents may not be aware that the Financial Industry Regulatory Authority
February 15, 2019
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