Girard Bengali, APC Investigating Jeffrey Higgins and Western International Securities, Inc.
Girard Bengali, APC is actively investigating allegations against Jeffrey Higgins, a broker recently barred by the Financial Industry Regulatory Authority (FINRA) in connection with allegedly misappropriating client funds over a period of 17 years. Jeffrey Higgins was previously associated with Western International Securities Inc. and Financial West Group,
Background on Jeffrey Higgins
Jeffrey Higgins, based in Baker City, Oregon, had a lengthy career in the retail securities industry, starting at Financial West Group and moving to Western International Securities in 2017 following the acquisition of Financial West Group by Western International Securities. Despite his extensive experience, Higgins allegedly failed to uphold the trust of his clients, leading to substantial financial misconduct.
FINRA’s Findings on Jeffrey Higgins
According to FINRA’s settlement, Jeffrey Higgins was barred not for the act of misappropriation itself but for his refusal to cooperate with the investigation. Higgins did not produce the required documents or records and failed to testify, leading to his permanent ban from the securities industry. According to BrokerCheck, in June 2023, Jeffrey Higgins was discharged by Western International Securities after admitting to the misdirection and misappropriation of client funds for his own use since 2007.
Our Commitment to Investor Protection
At Girard Bengali, APC, we are dedicated to holding financial professionals and their firms accountable for misconduct. Our ongoing investigation aims to uncover the full scope of Higgins’ actions and ensure that affected investors receive the justice they deserve. We urge any individuals who have had dealings with Jeffrey Higgins or Western International Securities to contact us for a free consultation.
Contact California Securities Attorneys
If you believe you have been affected by Jeffrey Higgins’ actions or have concerns about your investments with Western International Securities, please contact Girard Bengali, APC. The experienced attorneys at our law firm are committed to protecting your rights and helping you recover any lost funds.