AGGRESSIVE ADVOCACY. UNPARALLELED SERVICE.

Girard Bengali, APC Investigating Jeffrey Higgins and Western International Securities, Inc.

Two individuals review and discuss paperwork with charts and graphs in a brightly lit office setting.
July 12, 2024

Girard Bengali, APC is actively investigating allegations against Jeffrey Higgins, a broker recently barred by the Financial Industry Regulatory Authority (FINRA) in connection with allegedly misappropriating client funds over a period of 17 years. Jeffrey Higgins was previously associated with Western International Securities Inc. and Financial West Group, 

Background on Jeffrey Higgins

Jeffrey Higgins, based in Baker City, Oregon, had a lengthy career in the retail securities industry, starting at Financial West Group and moving to Western International Securities in 2017 following the acquisition of Financial West Group by Western International Securities. Despite his extensive experience, Higgins allegedly failed to uphold the trust of his clients, leading to substantial financial misconduct.

FINRA’s Findings on Jeffrey Higgins

According to FINRA’s settlement, Jeffrey Higgins was barred not for the act of misappropriation itself but for his refusal to cooperate with the investigation. Higgins did not produce the required documents or records and failed to testify, leading to his permanent ban from the securities industry. According to BrokerCheck, in June 2023, Jeffrey Higgins was discharged by Western International Securities after admitting  to the misdirection and misappropriation of client funds for his own use since 2007.

Our Commitment to Investor Protection

At Girard Bengali, APC, we are dedicated to holding financial professionals and their firms accountable for misconduct. Our ongoing investigation aims to uncover the full scope of Higgins’ actions and ensure that affected investors receive the justice they deserve. We urge any individuals who have had dealings with Jeffrey Higgins or Western International Securities to contact us for a free consultation.

Contact California Securities Attorneys

If you believe you have been affected by Jeffrey Higgins’ actions or have concerns about your investments with Western International Securities, please contact Girard Bengali, APC. The experienced attorneys at our law firm are committed to protecting your rights and helping you recover any lost funds.

Previous
Enhanced Oversight in Financial Services: A Deep Dive into Stifel’s Regulatory Missteps
Next
Wrongful Dismissal: Can You Sue Your Employer?

Related Posts

conference room where you can have free and confidential case evaluation

Contact Us for Your Confidential and Free Case Evaluation.

Buildings in Los Angeles

Financial District, Los Angeles

Visit The Los Angeles Office
Call (866) 760-5009 or
California homes

Business District, Newport Beach

Visit The Newport Beach Office
Call (866) 760-5009 or
The skyline of san francisco at sunset.

Financial District, San Francisco

Visit The San Francisco Office
Call (866) 760-5009 or