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Category: Securities Arbitration and Litigation

FINRA Fraud: Wells Fargo Manipulated Investor Arbitration Process?

In a bombshell decision, Atlanta’s Fulton County Superior Court has …

ROBERT J. GIRARD II SELECTED TO 2022 SUPER LAWYERS LIST

Los Angeles, California, January 24, 2022 – Robert J. Girard …

FINRA Disciplinary Actions December 2021

MURRAY TODD PETERSEN (CRD #1311730, ROSEVILLE, CALIFORNIA) November 22, 2021 …

November 2021 FINRA Disciplinary Actions

DAEMON L. JOHNSON (CRD #7168475, BLOOMFIELD HILLS, MICHIGAN) October 28, …

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Modern-Day Pyramid Schemes: San Diego Business Leader Convicted of $400 Million Ponzi Scheme

A San Diego businesswoman who pled guilty to defrauding investors …

Robinhood Investing App Class Action Lawsuit

A Timeline of Robinhood’s Legal and Regulatory Stumbles

Updated June 30, 2021. Robinhood, the stock trading startup valued …

A TOAST TO OUR FIRST FIVE YEARS

May 3, 2021 – Los Angeles, California This month, Girard …

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FINRA Disciplinary Actions May 2021

CANDIDO JOSE VIYELLA (CRD #1829255 , MIAMI, FLORIDA) May 10, …

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FINRA Disciplinary Actions April 2021

CHARLES THOMAS STEVENS (CRD #1698058, ST. AUGUSTINE, FLORIDA) March 26, …