Financial regulator proposes new rule
On behalf of Girard Bengali, APC on Monday, May 13, 2019. Most brokerage firms and brokers in California and throughout the country take steps to …
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U.S. women’s national team files lawsuit
On behalf of Girard Bengali, APC on Monday, May 20, 2019. Soccer fans in California and throughout the country generally acknowledge that the women’s national …
FEDERAL FRAUD INDICTMENT FOR EX-STATE ASSEMBLYMAN
On behalf of Girard Bengali, APC posted in blog on Wednesday, December 5, 2018. Ex-State Assemblyman Terrence Patrick Goggin served as CEO of Metropolitan Coffee & Concessions (MC2), which …
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THE BASICS OF ELDER FINANCIAL ABUSE
On behalf of Girard Bengali, APC posted in blog on Tuesday, October 23, 2018. Elder financial abuse is a serious problem. When organizations target the elderly they are taking …
SEXUAL HARASSMENT SUIT DROPPED AFTER HEDGE FUND COUNTERSUES
On behalf of Girard Bengali, APC posted in blog on Thursday, August 2, 2018. A former CFO for Snow Park Capital Partners accused the CEO of sexual harassment, but …
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IMPORTANT TIPS FOR RECOGNIZING BROKER MISCONDUCT
On behalf of Girard Bengali, APC posted in blog on Wednesday, June 6, 2018. The value of investments may rise and fall in the market. Not all losses in …
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FINRA CREATES NEW ELDER FINANCIAL ABUSE RULES
On behalf of Girard Bengali, APC posted in blog on Monday, May 21, 2018. Financial exploitation of the elderly is a common – and well-known – problem. The Securities …
ADAM SNYDER JOINS GIRARD BENGALI
On behalf of Girard Bengali, APC posted in blog on Monday, December 5, 2016. Girard Bengali is pleased to announce that Adam Snyder has joined the firm. Mr. Snyder …
ROBERT GIRARD WINS FORM U-5 EXPUNGEMENT
On behalf of Girard Bengali, APC posted in blog on Monday, December 5, 2016. Robert Girard, principal and founder of Girard Bengali, recently arbitrated a FINRA matter on behalf …