FINRA Disciplinary Actions April 2022
GINA REA KIDD (CRD #6658538, NEW YORK, NEW YORK) April 1, 2022 – An Order Accepting Offer of Settlement was issued in which Kidd was …
Girard Bengali, APC And Singer Deutsch LLP Sue Wells Fargo Securities, LLC, For Gender Discrimination
Los Angeles, California, March 10, 2022 – On behalf of their client, Vanessa Carney, Girard Bengali, APC of Los Angeles, and Singer Deutsch LLP of …
FINRA Disciplinary Actions February 2021
LISA MARIE STEVENSON (CRD #6191058, NEW ALBANY, OHIO) February 2, 2021 – An AWC was issued in which Stevenson was barred from association with any …