Archives: August 2019

UBS Lawsuits: Y.E.S. Investments Two Thumbs Down

Girard Bengali, APC, is currently representing clients of UBS who lost money in the YES (Yield Enhancement Strategy). YES was marketed as a safe investment strategy, but unfortunately it was much riskier than investors anticipated and many have lost significant investments.You may be entitled to a recovery of your losses - contact our SEC &...

FINRA Arbitration Panel Awards $347k for Girard Bengali Client

In an article published today at FinancialPlanning, Girard Bengali, APC partners Robert Girard and Omar Bengali were quoted in relation to the recent award for their client, Laguna Financial Group. The panel ordered Schwab to pay $347,000 in damages and legal fees to Joseph Ziomek, who accused the firm and Purshe Kaplan Sterling Investments of...

Another Win In The Fight Against Corporate Greed

Firm partners, Robert Girard and Omar Bengali, were today quoted in an article about the firm's recent victory for their client. Summary: Charles Schwab & Co. Inc. ordered to pay $347,000 to Laguna Financial Group Former chief compliance officer of the firm secretly established her own business to compete with LFG while still working at...